LARA SMITH
LICENSING & COMPLIANCE MANAGER
E: laney@thoroughbredadvisors.com
C: (518) 254-5354
Text: (518) 240-8034
Lara “Laney” Smith is our Licensing & Compliance Manager on the securities side of the agency, focusing on the day-to-day support of our Registered Representatives. She manages onboarding, licensing, registrations, audit preparation, and helps maintain clear, compliant processes across the agency.
With prior roles as a Client Relationship Manager and Financial Planner, she brings a practical lens for handling internal workflows and support. Her work centers on growth, structure, and operational integrity.
Laney enjoys life in upstate NY with her husband, daughter, and a small zoo that includes a cat, two dogs, and six backyard chickens. She’s an avid recreational runner, winter sports enthusiast, and more recently a fan of roller-skating with her daughter.
Lara Smith is a Registered Representative of Equity Services, Inc. Securities are offered solely by Equity Services, Inc., Member FINRA/SIPC. Lara offers securities and is insurance licensed in New York.
LEARN MORE ABOUT FINANCIAL PLANNING
Laney Smith is a Registered Representative of Equity Services, Inc. Securities are offered solely by Equity Services, Inc., Member FINRA/SIPC, 421 Troy Schenectady Rd, Latham NY 12110, 518-608-4608. Thoroughbred Advisors is independent of Equity Services, Inc. Laney Smith is licensed to sell securities in New York and insurance-licensed in New York. FMG4777712(0725)3